<?xml version=“1.0” encoding=“UTF-8”?> <!– ============================================================= –> <!– MODULE: Funding Elements –> <!– VERSION: NISO 0.4 –> <!– DATE: January 2011 –> <!—-> <!– ============================================================= –> <!– ============================================================= –> <!– PUBLIC DOCUMENT TYPE DEFINITION –> <!– TYPICAL INVOCATION –> <!–

"-//NLM//DTD JATS (Z39.96) Archiving and Interchange DTD Suite Funding Elements v0.4 20110131//EN"
     Delivered as file "JATS-funding0.ent"

–> <!– ============================================================= –> <!– ============================================================= –> <!– SYSTEM: Archiving and Interchange DTD Suite –> <!—-> <!– PURPOSE: Defines the elements which describe funding for –> <!– the research reported in a work or the open –> <!– access funding for the work –> <!—-> <!– CONTAINS: 1) Definition of the funding elements –> <!—-> <!– CREATED FOR: –> <!– Digital archives and publishers who wish to –> <!– create a custom XML DTD for original markup of –> <!– journal literature, books, and related material, –> <!– or for archiving and transferring such material –> <!– between archives. –> <!—-> <!– This DTD is in the public domain. An organization –> <!– that wishes to create its own DTD from the suite –> <!– may do so without permission from NLM. –> <!—-> <!– The suite has been set up to be extended using a –> <!– new DTD file and a new DTD-specific customization –> <!– module to redefine the many Parameter Entities. –> <!– Do not modify the suite directly or redistribute –> <!– modified versions of the suite. –> <!—-> <!– In the interest of maintaining consistency and –> <!– clarity for potential users, NLM requests: –> <!—-> <!– 1. If you create a DTD from the Archiving and –> <!– Interchange DTD Suite and intend to stay –> <!– compatible with the suite, then please include –> <!– the following statement as a comment in all of –> <!– your DTD modules: –> <!– “Created from, and fully compatible with, –> <!– the NISO Z39.96 Journal Article Tag Suite –> <!– (JATS).” –> <!—-> <!– 2. If you alter one or more modules of the suite, –> <!– then please rename your version and all its –> <!– modules to avoid any confusion with the –> <!– original suite. Also, please include the –> <!– following statement as a comment in all your –> <!– DTD modules: –> <!– “Based in part on, but not fully compatible –> <!– with, the NISO Z39.96 Journal Article Tag –> <!– Suite.” –> <!—-> <!– Suggestions for refinements and enhancements to –> <!– the DTD suite should be sent in email to: –> <!– jats@ncbi.nlm.nih.gov –> <!—-> <!– ORIGINAL CREATION DATE: –> <!– February 2008 –> <!—-> <!– CREATED BY: Deborah Lapeyre (Mulberry Technologies, Inc.) –> <!– B. Tommie Usdin (Mulberry Technologies, Inc.) –> <!—-> <!– ============================================================= –> <!– ============================================================= –> <!– DTD VERSION/CHANGE HISTORY –> <!– ============================================================= –> <!–

Version  Reason/Occasion                   (who) vx.x (yyyy-mm-dd)
     =============================================================
     Version 0.4                       (DAL/BTU) v0.4 (2011-01-31)
     This Tag Set is in the process of becoming a NISO standard.
     The version numbers are starting over from 0.4", as a Trial
     Use Draft, to be made into "Version 1.0" when the Tag Suite 
     becomes a NISO standard. Thus, NLM "Version 3.1 Draft" has 
     been changed to NISO "Version 0.4". No model, attribute, or
     parameter entity changes were made as part of this renaming.
     Details on NISO Tial Use Draft Version 0.4 are available at
           http://jats.nlm.nih.gov/JATS-0.4.
  6. Updated the public identifier to "v0.4 20110131//EN", 
     modified the formal public identifier to include "JATS (Z39.96)",
     and the filename as delivered to include "JATS" and the
     new version number "0".
     =============================================================
     Version 3.1                       (DAL/BTU) v3.1 (2010-04-30)
     Version 3.1 is fully compatible with Version 3.0, but the
     following change could break some customizations.
     Details on version 3.1 are available at
           http://jats.nlm.nih.gov/3.1.
  5. FUNDING GROUP- Allowed <open-access> to repeat within
     <funding-group>
  4. @SPECIFIC-USE and @XML:LANG - Added the @specific-use and
     @xml:lang to the following elements:
      - award-group through award-group-atts (both)
      - award-id through award-id-atts (both)
      - funding-group through funding-group-atts (both) NEW PE
      - funding-source through funding-source-atts (both)
      - funding-statement through funding-statement-atts (both)
      - open-access through open-access-atts (both) NEW PE
      - principal-award-recipient through
          principal-award-recipient-atts (both) NEW PE
      - principal-investigator through principal-investigator-atts
          (both) NEW PE
  3. OPEN ACCESS MODEL - Changed the model from
         "(p+)"
     to
          "(%just-para;+)"
  2. Updated public identifier to "v3.1 20100830//EN"
     =============================================================
     Version 3.0                       (DAL/BTU) v3.0 (2007-10-31)
     Version 3.0 is the first non-backward-compatible release.
     In addition to the usual incremental changes, some
     elements and attributes have been renamed and/or remodeled
     to better meet user needs and to increase tag set consistency.
     All module change histories are available through the Tag Suite
     web site at http://dtd.nlm.nih.gov.
     Details on version 3.0 are available at
           http://jats.nlm.nih.gov/3.0.
  1. Updated public identifier to "v3.0 20080202//EN"

–> <!– ============================================================= –> <!– PARAMETER ENTITIES FOR ATTRIBUTE LISTS –> <!– ============================================================= –> <!– AWARD GROUP ATTRIBUTES –> <!– Attributes for the <award-group> element –> <grammar xmlns=“relaxng.org/ns/structure/1.0” datatypeLibrary=“www.w3.org/2001/XMLSchema-datatypes”>

<define name="award-group-atts">
  <optional>
    <attribute name="id">
      <data type="ID"/>
    </attribute>
  </optional>
  <optional>
    <attribute name="rid">
      <data type="IDREFS"/>
    </attribute>
  </optional>
  <optional>
    <attribute name="award-type"/>
  </optional>
  <optional>
    <attribute name="specific-use"/>
  </optional>
  <optional>
    <attribute name="xml:lang">
      <data type="NMTOKEN"/>
    </attribute>
  </optional>
  <ref name="might-link-atts"/>
</define>
<!-- AWARD IDENTIFIER ATTRIBUTES -->
<!-- Attributes for the <award-id> element -->
<define name="award-id-atts">
  <optional>
    <attribute name="rid">
      <data type="IDREFS"/>
    </attribute>
  </optional>
  <optional>
    <attribute name="specific-use"/>
  </optional>
  <optional>
    <attribute name="xml:lang">
      <data type="NMTOKEN"/>
    </attribute>
  </optional>
</define>
<!-- FUNDING GROUP ATTRIBUTES -->
<!--
  Attributes for the <funding-group>
  element
-->
<define name="funding-group-atts">
  <optional>
    <attribute name="specific-use"/>
  </optional>
  <optional>
    <attribute name="xml:lang">
      <data type="NMTOKEN"/>
    </attribute>
  </optional>
</define>
<!-- FUNDING SOURCE ATTRIBUTES -->
<!--                     Attributes for the <funding-source> element -->
<define name="funding-source-atts">
  <optional>
    <attribute name="id">
      <data type="ID"/>
    </attribute>
  </optional>
  <optional>
    <attribute name="rid">
      <data type="IDREFS"/>
    </attribute>
  </optional>
  <optional>
    <attribute name="source-type"/>
  </optional>
  <optional>
    <attribute name="country"/>
  </optional>
  <optional>
    <attribute name="specific-use"/>
  </optional>
  <optional>
    <attribute name="xml:lang">
      <data type="NMTOKEN"/>
    </attribute>
  </optional>
  <ref name="might-link-atts"/>
</define>
<!-- FUNDING STATEMENT ATTRIBUTES -->
<!--
  Attributes for the <funding-statement>
  element
-->
<define name="funding-statement-atts">
  <optional>
    <attribute name="rid">
      <data type="IDREFS"/>
    </attribute>
  </optional>
  <optional>
    <attribute name="specific-use"/>
  </optional>
  <optional>
    <attribute name="xml:lang">
      <data type="NMTOKEN"/>
    </attribute>
  </optional>
</define>
<!-- OPEN ACCESS ATTRIBUTES -->
<!--
  Attributes for the <open-access>
  element
-->
<define name="open-access-atts">
  <optional>
    <attribute name="specific-use"/>
  </optional>
  <optional>
    <attribute name="xml:lang">
      <data type="NMTOKEN"/>
    </attribute>
  </optional>
</define>
<!-- PRINCIPAL AWARD RECIPIENT ATTRIBUTES -->
<!--
  Attributes for the <principal-award-recipient>
  element
-->
<define name="principal-award-recipient-atts">
  <optional>
    <attribute name="specific-use"/>
  </optional>
  <optional>
    <attribute name="xml:lang">
      <data type="NMTOKEN"/>
    </attribute>
  </optional>
</define>
<!-- PRINCIPAL INVESTIGATOR ATTRIBUTES -->
<!--
  Attributes for the <principal-investigator>
  element
-->
<define name="principal-investigator-atts">
  <optional>
    <attribute name="specific-use"/>
  </optional>
  <optional>
    <attribute name="xml:lang">
      <data type="NMTOKEN"/>
    </attribute>
  </optional>
</define>
<!-- ============================================================= -->
<!-- FUNDING ELEMENTS -->
<!-- ============================================================= -->
<!-- FUNDING GROUP MODEL -->
<!-- Model for the <funding-group> element -->
<define name="funding-group-model">
  <zeroOrMore>
    <ref name="award-group"/>
  </zeroOrMore>
  <zeroOrMore>
    <ref name="funding-statement"/>
  </zeroOrMore>
  <zeroOrMore>
    <ref name="open-access"/>
  </zeroOrMore>
</define>
<!-- FUNDING GROUP -->
<!--
  Container element for information concerning
  grants, contracts, sponsors, or other
  funding for the research reported in the
  work (typically an article), as well as for
  material on the open access funding for the
  work, for example, which model of open access
  funding was used or who paid the open access
  charges.
  Details at:
  http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=funding-group
  http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=funding-group
  http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=funding-group
-->
<define name="funding-group">
  <element name="funding-group">
    <ref name="funding-group-attlist"/>
    <ref name="funding-group-model"/>
  </element>
</define>
<define name="funding-group-attlist" combine="interleave">
  <ref name="funding-group-atts"/>
</define>
<!-- FUNDING STATEMENT ELEMENTS -->
<!-- Model for the <funding-statement> element -->
<define name="funding-statement-elements">
  <choice>
    <ref name="address-link.class"/>
    <ref name="emphasis.class"/>
    <ref name="phrase-content.class"/>
    <ref name="subsup.class"/>
  </choice>
</define>
<!-- FUNDING STATEMENT -->
<!--
  A displayable prose statement that describes
  the funding for the research on which a work
  was based. Such a statement is required, for
  example, by research funded in whole or part
  by the Wellcome Trust. The statement may
  mention (and therefore repeat) the funding
  source, PI, or other funding information.
  Details at:
  http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=funding-statement
  http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=funding-statement
  http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=funding-statement
-->
<define name="funding-statement">
  <element name="funding-statement">
    <ref name="funding-statement-attlist"/>
    <zeroOrMore>
      <choice>
        <text/>
        <ref name="funding-statement-elements"/>
      </choice>
    </zeroOrMore>
  </element>
</define>
<define name="funding-statement-attlist" combine="interleave">
  <ref name="funding-statement-atts"/>
</define>
<!-- OPEN ACCESS MODEL -->
<!-- Model for the <open-access> element -->
<define name="open-access-model">
  <oneOrMore>
    <ref name="just-para.class"/>
  </oneOrMore>
</define>
<!-- OPEN ACCESS -->
<!--
  A container element to hold metadata
  concerning the open access provisions that
  apply to a work, for example which model
  of charging was used or who paid the open
  access charges for a journal article.
  Details at:
  http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=open-access
  http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=open-access
  http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=open-access
-->
<define name="open-access">
  <element name="open-access">
    <ref name="open-access-attlist"/>
    <ref name="open-access-model"/>
  </element>
</define>
<define name="open-access-attlist" combine="interleave">
  <ref name="open-access-atts"/>
</define>
<!-- ============================================================= -->
<!-- AWARD GROUP ELEMENTS -->
<!-- ============================================================= -->
<!-- AWARD GROUP MODEL -->
<!-- Model for the <award-group> element -->
<define name="award-group-model">
  <zeroOrMore>
    <ref name="funding-source"/>
  </zeroOrMore>
  <zeroOrMore>
    <ref name="award-id"/>
  </zeroOrMore>
  <zeroOrMore>
    <ref name="principal-award-recipient"/>
  </zeroOrMore>
  <zeroOrMore>
    <ref name="principal-investigator"/>
  </zeroOrMore>
</define>
<!-- AWARD GROUP -->
<!--
  Container element for information concerning
  one award that sponsored a work or the
  research on which the work was based. There
  may be more than source of funding, a grant
  grant or contract number, PI, etc.
  Details at:
  http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=award-group
  http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=award-group
  http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=award-group
-->
<define name="award-group">
  <element name="award-group">
    <ref name="award-group-attlist"/>
    <ref name="award-group-model"/>
  </element>
</define>
<define name="award-group-attlist" combine="interleave">
  <ref name="award-group-atts"/>
</define>
<!-- FUNDING SOURCE ELEMENTS -->
<!-- Model for the <funding-source> element -->
<define name="funding-source-elements">
  <ref name="simple-text"/>
</define>
<!-- FUNDING SOURCE -->
<!--
  Agency or organization (such as a foundation,
  corporation, or an educational institution)
  that funded the research on which a work was
  based, for example, the Wellcome Trust, NIH,
  HHS, Princeton University, or Alcoa
  sponsoring the research for a journal
  article
  Details at:
  http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=funding-source
  http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=funding-source
  http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=funding-source
-->
<define name="funding-source">
  <element name="funding-source">
    <ref name="funding-source-attlist"/>
    <zeroOrMore>
      <choice>
        <text/>
        <ref name="funding-source-elements"/>
      </choice>
    </zeroOrMore>
  </element>
</define>
<define name="funding-source-attlist" combine="interleave">
  <ref name="funding-source-atts"/>
</define>
<!-- AWARD IDENTIFIER ELEMENTS -->
<!-- Model for the <award-id> element -->
<define name="award-id-elements">
  <ref name="simple-text"/>
</define>
<!-- AWARD IDENTIFIER -->
<!--
  An identifier that has been assigned to the
  award, for example, a grant number, a grant
  reference number, or a contract number.
  [Note, this is a real-world identifier not
  an XML ID.]
  Details at:
  http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=award-id
  http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=award-id
  http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=award-id
-->
<define name="award-id">
  <element name="award-id">
    <ref name="award-id-attlist"/>
    <zeroOrMore>
      <choice>
        <text/>
        <ref name="award-id-elements"/>
      </choice>
    </zeroOrMore>
  </element>
</define>
<define name="award-id-attlist" combine="interleave">
  <ref name="award-id-atts"/>
</define>
<!-- PRINCIPAL AWARD RECIPIENT ELEMENTS -->
<!--
  Model for the <principal-award-recipient>
  element
-->
<define name="principal-award-recipient-elements">
  <ref name="recipient-name.class"/>
</define>
<!-- PRINCIPAL AWARD RECIPIENT -->
<!--
  The institution or individuals to whom the
  award was given, for example the principal
  grant holder
  Details at:
  http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=principal-award-recipient
  http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=principal-award-recipient
  http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=principal-award-recipient
-->
<define name="principal-award-recipient">
  <element name="principal-award-recipient">
    <ref name="principal-award-recipient-attlist"/>
    <zeroOrMore>
      <choice>
        <text/>
        <ref name="principal-award-recipient-elements"/>
      </choice>
    </zeroOrMore>
  </element>
</define>
<define name="principal-award-recipient-attlist" combine="interleave">
  <ref name="principal-award-recipient-atts"/>
</define>
<!-- PRINCIPAL INVESTIGATOR ELEMENTS -->
<!--
  Model for the <principal-investigator>
  element
-->
<define name="principal-investigator-elements">
  <ref name="investigator-name.class"/>
</define>
<!-- PRINCIPAL INVESTIGATOR RECIPIENT -->
<!--
  Individual responsible for the intellectual
  content of the work reported in the article.
  Details at:
  http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=principal-investigator
  http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=principal-investigator
  http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=principal-investigator
-->
<define name="principal-investigator">
  <element name="principal-investigator">
    <ref name="principal-investigator-attlist"/>
    <zeroOrMore>
      <choice>
        <text/>
        <ref name="principal-investigator-elements"/>
      </choice>
    </zeroOrMore>
  </element>
</define>
<define name="principal-investigator-attlist" combine="interleave">
  <ref name="principal-investigator-atts"/>
</define>

</grammar> <!– ================== End Funding Module ======================= –>