<!– ============================================================= –> <!– MODULE: Funding Elements –> <!– VERSION: NISO 0.4 –> <!– DATE: January 2011 –> <!– –> <!– ============================================================= –>

<!– ============================================================= –> <!– PUBLIC DOCUMENT TYPE DEFINITION –> <!– TYPICAL INVOCATION –> <!– “-//NLM//DTD JATS (Z39.96) Archiving and Interchange DTD Suite Funding Elements v0.4 20110131//EN”

Delivered as file "JATS-funding0.ent"                         -->

<!– ============================================================= –>

<!– ============================================================= –> <!– SYSTEM: Archiving and Interchange DTD Suite –> <!– –> <!– PURPOSE: Defines the elements which describe funding for –> <!– the research reported in a work or the open –> <!– access funding for the work –> <!– –> <!– CONTAINS: 1) Definition of the funding elements –> <!– –> <!– CREATED FOR: –> <!– Digital archives and publishers who wish to –> <!– create a custom XML DTD for original markup of –> <!– journal literature, books, and related material, –> <!– or for archiving and transferring such material –> <!– between archives. –> <!– –> <!– This DTD is in the public domain. An organization –> <!– that wishes to create its own DTD from the suite –> <!– may do so without permission from NLM. –> <!– –> <!– The suite has been set up to be extended using a –> <!– new DTD file and a new DTD-specific customization –> <!– module to redefine the many Parameter Entities. –> <!– Do not modify the suite directly or redistribute –> <!– modified versions of the suite. –> <!– –> <!– In the interest of maintaining consistency and –> <!– clarity for potential users, NLM requests: –> <!– –> <!– 1. If you create a DTD from the Archiving and –> <!– Interchange DTD Suite and intend to stay –> <!– compatible with the suite, then please include –> <!– the following statement as a comment in all of –> <!– your DTD modules: –> <!– “Created from, and fully compatible with, –> <!– the NISO Z39.96 Journal Article Tag Suite –> <!– (JATS).” –> <!– –> <!– 2. If you alter one or more modules of the suite, –> <!– then please rename your version and all its –> <!– modules to avoid any confusion with the –> <!– original suite. Also, please include the –> <!– following statement as a comment in all your –> <!– DTD modules: –> <!– “Based in part on, but not fully compatible –> <!– with, the NISO Z39.96 Journal Article Tag –> <!– Suite.” –> <!– –> <!– Suggestions for refinements and enhancements to –> <!– the DTD suite should be sent in email to: –> <!– jats@ncbi.nlm.nih.gov –> <!– –> <!– ORIGINAL CREATION DATE: –> <!– February 2008 –> <!– –> <!– CREATED BY: Deborah Lapeyre (Mulberry Technologies, Inc.) –> <!– B. Tommie Usdin (Mulberry Technologies, Inc.) –> <!– –> <!– ============================================================= –>

<!– ============================================================= –> <!– DTD VERSION/CHANGE HISTORY –> <!– ============================================================= –> <!–

Version Reason/Occasion (who) vx.x (yyyy-mm-dd)

   =============================================================
   Version 0.4                       (DAL/BTU) v0.4 (2011-01-31)
   This Tag Set is in the process of becoming a NISO standard.
   The version numbers are starting over from 0.4", as a Trial
   Use Draft, to be made into "Version 1.0" when the Tag Suite 
   becomes a NISO standard. Thus, NLM "Version 3.1 Draft" has 
   been changed to NISO "Version 0.4". No model, attribute, or
   parameter entity changes were made as part of this renaming.
   Details on NISO Tial Use Draft Version 0.4 are available at
         http://jats.nlm.nih.gov/JATS-0.4.
6. Updated the public identifier to "v0.4 20110131//EN", 
   modified the formal public identifier to include "JATS (Z39.96)",
   and the filename as delivered to include "JATS" and the
   new version number "0".
   =============================================================
   Version 3.1                       (DAL/BTU) v3.1 (2010-04-30)
   Version 3.1 is fully compatible with Version 3.0, but the
   following change could break some customizations.
   Details on version 3.1 are available at
         http://jats.nlm.nih.gov/3.1.
5. FUNDING GROUP- Allowed <open-access> to repeat within
   <funding-group>
4. @SPECIFIC-USE and @XML:LANG - Added the @specific-use and
   @xml:lang to the following elements:
    - award-group through award-group-atts (both)
    - award-id through award-id-atts (both)
    - funding-group through funding-group-atts (both) NEW PE
    - funding-source through funding-source-atts (both)
    - funding-statement through funding-statement-atts (both)
    - open-access through open-access-atts (both) NEW PE
    - principal-award-recipient through
        principal-award-recipient-atts (both) NEW PE
    - principal-investigator through principal-investigator-atts
        (both) NEW PE
3. OPEN ACCESS MODEL - Changed the model from
       "(p+)"
   to
        "(%just-para;+)"
2. Updated public identifier to "v3.1 20100830//EN"
   =============================================================
   Version 3.0                       (DAL/BTU) v3.0 (2007-10-31)
   Version 3.0 is the first non-backward-compatible release.
   In addition to the usual incremental changes, some
   elements and attributes have been renamed and/or remodeled
   to better meet user needs and to increase tag set consistency.
   All module change histories are available through the Tag Suite
   web site at http://dtd.nlm.nih.gov.
   Details on version 3.0 are available at
         http://jats.nlm.nih.gov/3.0.
1. Updated public identifier to "v3.0 20080202//EN"              -->

<!– ============================================================= –> <!– PARAMETER ENTITIES FOR ATTRIBUTE LISTS –> <!– ============================================================= –>

<!– AWARD GROUP ATTRIBUTES –> <!– Attributes for the <award-group> element –> <!ENTITY % award-group-atts

"id         ID                                #IMPLIED
 rid        IDREFS                            #IMPLIED
 award-type
            CDATA                             #IMPLIED
 specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED
 %might-link-atts;"                                      >

<!– AWARD IDENTIFIER ATTRIBUTES –> <!– Attributes for the <award-id> element –> <!ENTITY % award-id-atts

"rid        IDREFS                            #IMPLIED
 specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED"  >

<!– FUNDING GROUP ATTRIBUTES –> <!– Attributes for the <funding-group>

element                                    -->

<!ENTITY % funding-group-atts

"specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED"  >

<!– FUNDING SOURCE ATTRIBUTES –> <!– Attributes for the <funding-source> element–> <!ENTITY % funding-source-atts

"id         ID                                #IMPLIED
 rid        IDREFS                            #IMPLIED
 source-type
            CDATA                             #IMPLIED
 country    CDATA                             #IMPLIED
 specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED
 %might-link-atts;"                                      >

<!– FUNDING STATEMENT ATTRIBUTES –> <!– Attributes for the <funding-statement>

element                                    -->

<!ENTITY % funding-statement-atts

"rid        IDREFS                            #IMPLIED
 specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED"  >

<!– OPEN ACCESS ATTRIBUTES –> <!– Attributes for the <open-access>

element                                    -->

<!ENTITY % open-access-atts

"specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED"  >

<!– PRINCIPAL AWARD RECIPIENT ATTRIBUTES –> <!– Attributes for the <principal-award-recipient>

element                                    -->

<!ENTITY % principal-award-recipient-atts

"specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED"  >

<!– PRINCIPAL INVESTIGATOR ATTRIBUTES –> <!– Attributes for the <principal-investigator>

element                                    -->

<!ENTITY % principal-investigator-atts

"specific-use
            CDATA                             #IMPLIED
 xml:lang   NMTOKEN                           #IMPLIED"  >

<!– ============================================================= –> <!– FUNDING ELEMENTS –> <!– ============================================================= –>

<!– FUNDING GROUP MODEL –> <!– Model for the <funding-group> element –> <!ENTITY % funding-group-model

"(award-group*, funding-statement*,
 open-access*)"                              >

<!– FUNDING GROUP –> <!– Container element for information concerning

grants, contracts, sponsors, or other
funding for the research reported in the
work (typically an article), as well as for
material on the open access funding for the
work, for example, which model of open access
funding was used or who paid the open access
charges.
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=funding-group
http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=funding-group
http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=funding-group
                                           -->

<!ELEMENT funding-group

%funding-group-model;                        >

<!ATTLIST funding-group

%funding-group-atts;                                    >

<!– FUNDING STATEMENT ELEMENTS –> <!– Model for the <funding-statement> element –> <!ENTITY % funding-statement-elements

"| %address-link.class; | %emphasis.class; |
 %phrase-content.class; |
 %subsup.class;"                             >

<!– FUNDING STATEMENT –> <!– A displayable prose statement that describes

the funding for the research on which a work
was based. Such a statement is required, for
example, by research funded in whole or part
by the Wellcome Trust. The statement may
mention (and therefore repeat) the funding
source, PI, or other funding information.
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=funding-statement
http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=funding-statement
http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=funding-statement
                                           -->

<!ELEMENT funding-statement

(#PCDATA %funding-statement-elements;)*      >

<!ATTLIST funding-statement

%funding-statement-atts;                                >

<!– OPEN ACCESS MODEL –> <!– Model for the <open-access> element –> <!ENTITY % open-access-model

"((%just-para.class;)+)"                     >

<!– OPEN ACCESS –> <!– A container element to hold metadata

concerning the open access provisions that
apply to a work, for example which model
of charging was used or who paid the open
access charges for a journal article.
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=open-access
http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=open-access
http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=open-access
                                           -->

<!ELEMENT open-access %open-access-model; > <!ATTLIST open-access

%open-access-atts;                                      >

<!– ============================================================= –> <!– AWARD GROUP ELEMENTS –> <!– ============================================================= –>

<!– AWARD GROUP MODEL –> <!– Model for the <award-group> element –> <!ENTITY % award-group-model

"(funding-source*, award-id*,
  principal-award-recipient*,
  principal-investigator*)"                  >

<!– AWARD GROUP –> <!– Container element for information concerning

one award that sponsored a work or the
research on which the work was based. There
may be more than source of funding, a grant
grant or contract number, PI, etc.
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=award-group
http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=award-group
http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=award-group
                                           -->

<!ELEMENT award-group %award-group-model; > <!ATTLIST award-group

%award-group-atts;                                      >

<!– FUNDING SOURCE ELEMENTS –> <!– Model for the <funding-source> element –> <!ENTITY % funding-source-elements

"%simple-text;"                              >

<!– FUNDING SOURCE –> <!– Agency or organization (such as a foundation,

corporation, or an educational institution)
that funded the research on which a work was
based, for example, the Wellcome Trust, NIH,
HHS, Princeton University, or Alcoa
sponsoring the research for a journal
article
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=funding-source
http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=funding-source
http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=funding-source
                                           -->

<!ELEMENT funding-source

(#PCDATA %funding-source-elements;)*         >

<!ATTLIST funding-source

%funding-source-atts;                                   >

<!– AWARD IDENTIFIER ELEMENTS –> <!– Model for the <award-id> element –> <!ENTITY % award-id-elements

"%simple-text;"                              >

<!– AWARD IDENTIFIER –> <!– An identifier that has been assigned to the

award, for example, a grant number, a grant
reference number, or a contract number.
[Note, this is a real-world identifier not
an XML ID.]
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=award-id
http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=award-id
http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=award-id
                                           -->

<!ELEMENT award-id (#PCDATA %award-id-elements;)* > <!ATTLIST award-id

%award-id-atts;                                         >

<!– PRINCIPAL AWARD RECIPIENT ELEMENTS –> <!– Model for the <principal-award-recipient>

element                                    -->

<!ENTITY % principal-award-recipient-elements

" | %recipient-name.class;"                  >

<!– PRINCIPAL AWARD RECIPIENT –> <!– The institution or individuals to whom the

award was given, for example the principal
grant holder
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=principal-award-recipient
http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=principal-award-recipient
http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=principal-award-recipient
                                           -->

<!ELEMENT principal-award-recipient

(#PCDATA
 %principal-award-recipient-elements;)*      >

<!ATTLIST principal-award-recipient

%principal-award-recipient-atts;                        >

<!– PRINCIPAL INVESTIGATOR ELEMENTS –> <!– Model for the <principal-investigator>

element                                    -->

<!ENTITY % principal-investigator-elements

" | %investigator-name.class;"               >

<!– PRINCIPAL INVESTIGATOR RECIPIENT –> <!– Individual responsible for the intellectual

content of the work reported in the article.
Details at:
http://jats.nlm.nih.gov/archiving/tag-library/0.4/index.html?elem=principal-investigator
http://jats.nlm.nih.gov/publishing/tag-library/0.4/index.html?elem=principal-investigator
http://jats.nlm.nih.gov/articleauthoring/tag-library/0.4/index.html?elem=principal-investigator
                                           -->

<!ELEMENT principal-investigator

(#PCDATA
 %principal-investigator-elements;)*         >

<!ATTLIST principal-investigator

%principal-investigator-atts;                           >

<!– ================== End Funding Module ======================= –>